This comparision has been improved, see doh_2008_2013_sync.diff.html and the corresponding article Revised WMA Declaration of Helsinki 2013: Improved Side-by-Side Comparison
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| 1 | # WORLD MEDICAL ASSOCIATION DECLARATION OF HELSINKI | 1 | # WORLD MEDICAL ASSOCIATION DECLARATION OF HELSINKI |
| 2 | 2 | ||
| 3 | **Ethical Principles for Medical Research Involving Human Subjects** | 3 | **Ethical Principles for Medical Research Involving Human Subjects** |
| 4 | 4 | ||
| 5 | World Medical Association | 5 | World Medical Association |
| 6 | 6 | ||
| 7 | Adopted by the 18th WMA General Assembly, Helsinki, Finland, June 1964, | 7 | Adopted by the 18th WMA General Assembly, Helsinki, Finland, June 1964, |
| 8 | and amended by the: | 8 | and amended by the: |
| 9 | 29th WMA General Assembly, Tokyo, Japan, October 1975 | 9 | 29th WMA General Assembly, Tokyo, Japan, October 1975 |
| 10 | 35th WMA General Assembly, Venice, Italy, October 1983 | 10 | 35th WMA General Assembly, Venice, Italy, October 1983 |
| 11 | 41st WMA General Assembly, Hong Kong, September 1989 | 11 | 41st WMA General Assembly, Hong Kong, September 1989 |
| 12 | 48th WMA General Assembly, Somerset West, Republic of South Africa, | 12 | 48th WMA General Assembly, Somerset West, Republic of South Africa, |
| 13 | October 1996 | 13 | October 1996 |
| 14 | 52nd WMA General Assembly, Edinburgh, Scotland, October 2000 | 14 | 52nd WMA General Assembly, Edinburgh, Scotland, October 2000 |
| 15 | 53rd WMA General Assembly, Washington 2002 (Note of Clarification on | 15 | 53rd WMA General Assembly, Washington, DC, USA, October 2002 (Note of |
| 16 | paragraph 29 added) | 16 | Clarification added) |
| 17 | 55th WMA General Assembly, Tokyo 2004 (Note of Clarification on | 17 | 55th WMA General Assembly, Tokyo, Japan, October 2004 (Note of |
| 18 | Paragraph 30 added) | 18 | Clarification added) |
| 19 | 59th WMA General Assembly, Seoul, October 2008 | 19 | 59th WMA General Assembly, Seoul, Republic of Korea, October 2008 |
| 20 | 64th WMA General Assembly, Fortaleza, Brazil, October 2013 | ||
| 20 | 21 | ||
| 21 | ## INTRODUCTION | 22 | ## PREAMBLE |
| 22 | 23 | ||
| 23 | 1) The World Medical Association (WMA) has developed the Declaration of | 24 | 1) The World Medical Association (WMA) has developed the Declaration of |
| 24 | Helsinki as a statement of ethical principles for medical research | 25 | Helsinki as a statement of ethical principles for medical research |
| 25 | involving human subjects, including research on identifiable human | 26 | involving human subjects, including research on identifiable human |
| 26 | material and data. | 27 | material and data. |
| 27 | 28 | ||
| 28 | The Declaration is intended to be read as a whole and each of its | 29 | The Declaration is intended to be read as a whole and each of its |
| 29 | constituent paragraphs should not be applied without consideration of | 30 | constituent paragraphs should be applied with consideration of all other |
| 30 | all other relevant paragraphs. | 31 | relevant paragraphs. |
| 31 | 32 | ||
| 32 | 2) Although the Declaration is addressed primarily to physicians, the | 33 | 2) Consistent with the mandate of the WMA, the Declaration is addressed |
| 33 | WMA encourages other participants in medical research involving human | 34 | primarily to physicians. The WMA encourages others who are involved in |
| 34 | subjects to adopt these principles. | 35 | medical research involving human subjects to adopt these principles. |
| 35 | 36 | ||
| 36 | 3) It is the duty of the physician to promote and safeguard the health | 37 | ## GENERAL PRINCIPLES |
| 37 | of patients, including those who are involved in medical research. The | ||
| 38 | physician's knowledge and conscience are dedicated to the fulfilment of | ||
| 39 | this duty. | ||
| 40 | 38 | ||
| 41 | 4) The Declaration of Geneva of the WMA binds the physician with the | 39 | 3) The Declaration of Geneva of the WMA binds the physician with the |
| 42 | words, “The health of my patient will be my first consideration,” and | 40 | words, “The health of my patient will be my first consideration,” and |
| 43 | the International Code of Medical Ethics declares that, “A physician | 41 | the International Code of Medical Ethics declares that, “A physician |
| 44 | shall act in the patient's best interest when providing medical care.” | 42 | shall act in the patient's best interest when providing medical care.” |
| 45 | 43 | ||
| 46 | 5) Medical progress is based on research that ultimately must include | 44 | 4) It is the duty of the physician to promote and safeguard the health, |
| 47 | studies involving human subjects. Populations that are underrepresented | 45 | well-being and rights of patients, including those who are involved in |
| 48 | in medical research should be provided appropriate access to | 46 | medical research. The physician's knowledge and conscience are dedicated |
| 49 | participation in research. | 47 | to the fulfilment of this duty. |
| 50 | 48 | ||
| 51 | 6) In medical research involving human subjects, the well-being of the | 49 | 5) Medical progress is based on research that ultimately must include |
| 52 | individual research subject must take precedence over all other | 50 | studies involving human subjects. |
| 53 | interests. | ||
| 54 | 51 | ||
| 55 | 7) The primary purpose of medical research involving human subjects is | 52 | 6) The primary purpose of medical research involving human subjects is |
| 56 | to understand the causes, development and effects of diseases and | 53 | to understand the causes, development and effects of diseases and |
| 57 | improve preventive, diagnostic and therapeutic interventions (methods, | 54 | improve preventive, diagnostic and therapeutic interventions (methods, |
| 58 | procedures and treatments). Even the best current interventions must be | 55 | procedures and treatments). Even the best proven interventions must be |
| 59 | evaluated continually through research for their safety, effectiveness, | 56 | evaluated continually through research for their safety, effectiveness, |
| 60 | efficiency, accessibility and quality. | 57 | efficiency, accessibility and quality. |
| 61 | 58 | ||
| 62 | 8) In medical practice and in medical research, most interventions | 59 | 7) Medical research is subject to ethical standards that promote and |
| 60 | ensure respect for all human subjects and protect their health and | ||
| 61 | rights. | ||
| 62 | |||
| 63 | 8) While the primary purpose of medical research is to generate new | ||
| 64 | knowledge, this goal can never take precedence over the rights and | ||
| 65 | interests of individual research subjects. | ||
| 66 | |||
| 67 | 9) It is the duty of physicians who are involved in medical research to | ||
| 68 | protect the life, health, dignity, integrity, right to | ||
| 69 | self-determination, privacy, and confidentiality of personal information | ||
| 70 | of research subjects. The responsibility for the protection of research | ||
| 71 | subjects must always rest with the physician or other health care | ||
| 72 | professionals and never with the research subjects, even though they | ||
| 73 | have given consent. | ||
| 74 | |||
| 75 | 10) Physicians must consider the ethical, legal and regulatory norms and | ||
| 76 | standards for research involving human subjects in their own countries | ||
| 77 | as well as applicable international norms and standards. No national or | ||
| 78 | international ethical, legal or regulatory requirement should reduce or | ||
| 79 | eliminate any of the protections for research subjects set forth in this | ||
| 80 | Declaration. | ||
| 81 | |||
| 82 | 11) Medical research should be conducted in a manner that minimises | ||
| 83 | possible harm to the environment. | ||
| 84 | |||
| 85 | 12) Medical research involving human subjects must be conducted only by | ||
| 86 | individuals with the appropriate ethics and scientific education, | ||
| 87 | training and qualifications. Research on patients or healthy volunteers | ||
| 88 | requires the supervision of a competent and appropriately qualified | ||
| 89 | physician or other health care professional. | ||
| 90 | |||
| 91 | 13) Groups that are underrepresented in medical research should be | ||
| 92 | provided appropriate access to participation in research. | ||
| 93 | |||
| 94 | 14) Physicians who combine medical research with medical care should | ||
| 95 | involve their patients in research only to the extent that this is | ||
| 96 | justified by its potential preventive, diagnostic or therapeutic value | ||
| 97 | and if the physician has good reason to believe that participation in | ||
| 98 | the research study will not adversely affect the health of the patients | ||
| 99 | who serve as research subjects. | ||
| 100 | |||
| 101 | 15) Appropriate compensation and treatment for subjects who are harmed | ||
| 102 | as a result of participating in research must be ensured. | ||
| 103 | |||
| 104 | ## RISKS, BURDENS AND BENEFITS | ||
| 105 | |||
| 106 | 16) In medical practice and in medical research, most interventions | ||
| 63 | involve risks and burdens. | 107 | involve risks and burdens. |
| 64 | 108 | ||
| 65 | 9) Medical research is subject to ethical standards that promote respect | 109 | Medical research involving human subjects may only be conducted if the |
| 66 | for all human subjects and protect their health and rights. Some | 110 | importance of the objective outweighs the risks and burdens to the |
| 67 | research populations are particularly vulnerable and need special | 111 | research subjects. |
| 68 | protection. These include those who cannot give or refuse consent for | ||
| 69 | themselves and those who may be vulnerable to coercion or undue | ||
| 70 | influence. | ||
| 71 | 112 | ||
| 72 | 10) Physicians should consider the ethical, legal and regulatory norms | 113 | 17) All medical research involving human subjects must be preceded by |
| 73 | and standards for research involving human subjects in their own | 114 | careful assessment of predictable risks and burdens to the individuals |
| 74 | countries as well as applicable international norms and standards. No | 115 | and groups involved in the research in comparison with foreseeable |
| 75 | national or international ethical, legal or regulatory requirement | 116 | benefits to them and to other individuals or groups affected by the |
| 76 | should reduce or eliminate any of the protections for research subjects | 117 | condition under investigation. |
| 77 | set forth in this Declaration. | ||
| 78 | 118 | ||
| 79 | ## PRINCIPLES FOR ALL MEDICAL RESEARCH | 119 | Measures to minimise the risks must be implemented. The risks must be |
| 120 | continuously monitored, assessed and documented by the researcher. | ||
| 80 | 121 | ||
| 81 | 11) It is the duty of physicians who participate in medical research to | 122 | 18) Physicians may not be involved in a research study involving human |
| 82 | protect the life, health, dignity, integrity, right to | 123 | subjects unless they are confident that the risks have been adequately |
| 83 | self-determination, privacy, and confidentiality of personal information | 124 | assessed and can be satisfactorily managed. |
| 84 | of research subjects. | ||
| 85 | 125 | ||
| 86 | 12) Medical research involving human subjects must conform to generally | 126 | When the risks are found to outweigh the potential benefits or when |
| 127 | there is conclusive proof of definitive outcomes, physicians must assess | ||
| 128 | whether to continue, modify or immediately stop the study. | ||
| 129 | |||
| 130 | ## VULNERABLE GROUPS AND INDIVIDUALS | ||
| 131 | |||
| 132 | 19) Some groups and individuals are particularly vulnerable and may have | ||
| 133 | an increased likelihood of being wronged or of incurring additional | ||
| 134 | harm. | ||
| 135 | |||
| 136 | All vulnerable groups and individuals should receive specifically | ||
| 137 | considered protection. | ||
| 138 | |||
| 139 | 20) Medical research with a vulnerable group is only justified if the | ||
| 140 | research is responsive to the health needs or priorities of this group | ||
| 141 | and the research cannot be carried out in a non-vulnerable group. In | ||
| 142 | addition, this group should stand to benefit from the knowledge, | ||
| 143 | practices or interventions that result from the research. | ||
| 144 | |||
| 145 | ## SCIENTIFIC REQUIREMENTS AND RESEARCH PROTOCOLS | ||
| 146 | |||
| 147 | 21) Medical research involving human subjects must conform to generally | ||
| 87 | accepted scientific principles, be based on a thorough knowledge of the | 148 | accepted scientific principles, be based on a thorough knowledge of the |
| 88 | scientific literature, other relevant sources of information, and | 149 | scientific literature, other relevant sources of information, and |
| 89 | adequate laboratory and, as appropriate, animal experimentation. The | 150 | adequate laboratory and, as appropriate, animal experimentation. The |
| 90 | welfare of animals used for research must be respected. | 151 | welfare of animals used for research must be respected. |
| 91 | 152 | ||
| 92 | 13) Appropriate caution must be exercised in the conduct of medical | 153 | 22) The design and performance of each research study involving human |
| 93 | research that may harm the environment. | 154 | subjects must be clearly described and justified in a research protocol. |
| 94 | 155 | ||
| 95 | 14) The design and performance of each research study involving human | 156 | The protocol should contain a statement of the ethical considerations |
| 96 | subjects must be clearly described in a research protocol. The protocol | 157 | involved and should indicate how the principles in this Declaration have |
| 97 | should contain a statement of the ethical considerations involved and | 158 | been addressed. The protocol should include information regarding |
| 98 | should indicate how the principles in this Declaration have been | 159 | funding, sponsors, institutional affiliations, potential conflicts of |
| 99 | addressed. The protocol should include information regarding funding, | 160 | interest, incentives for subjects and information regarding provisions |
| 100 | sponsors, institutional affiliations, other potential conflicts of | 161 | for treating and/or compensating subjects who are harmed as a |
| 101 | interest, incentives for subjects and provisions for treating and/or | 162 | consequence of participation in the research study. |
| 102 | compensating subjects who are harmed as a consequence of participation | ||
| 103 | in the research study. The protocol should describe arrangements for | ||
| 104 | post-study access by study subjects to interventions identified as | ||
| 105 | beneficial in the study or access to other appropriate care or benefits. | ||
| 106 | 163 | ||
| 107 | 15) The research protocol must be submitted for consideration, comment, | 164 | In clinical trials, the protocol must also describe appropriate |
| 108 | guidance and approval to a research ethics committee before the study | 165 | arrangements for post-trial provisions. |
| 109 | begins. This committee must be independent of the researcher, the | 166 | |
| 110 | sponsor and any other undue influence. It must take into consideration | 167 | ## RESEARCH ETHICS COMMITTEES |
| 168 | |||
| 169 | 23) The research protocol must be submitted for consideration, comment, | ||
| 170 | guidance and approval to the concerned research ethics committee before | ||
| 171 | the study begins. This committee must be transparent in its functioning, | ||
| 172 | must be independent of the researcher, the sponsor and any other undue | ||
| 173 | influence and must be duly qualified. It must take into consideration | ||
| 111 | the laws and regulations of the country or countries in which the | 174 | the laws and regulations of the country or countries in which the |
| 112 | research is to be performed as well as applicable international norms | 175 | research is to be performed as well as applicable international norms |
| 113 | and standards but these must not be allowed to reduce or eliminate any | 176 | and standards but these must not be allowed to reduce or eliminate any |
| 114 | of the protections for research subjects set forth in this Declaration. | 177 | of the protections for research subjects set forth in this Declaration. |
| 178 | |||
| 115 | The committee must have the right to monitor ongoing studies. The | 179 | The committee must have the right to monitor ongoing studies. The |
| 116 | researcher must provide monitoring information to the committee, | 180 | researcher must provide monitoring information to the committee, |
| 117 | especially information about any serious adverse events. No change to | 181 | especially information about any serious adverse events. No amendment to |
| 118 | the protocol may be made without consideration and approval by the | 182 | the protocol may be made without consideration and approval by the |
| 119 | committee. | 183 | committee. After the end of the study, the researchers must submit a |
| 120 | 184 | final report to the committee containing a summary of the study’s | |
| 121 | 16) Medical research involving human subjects must be conducted only by | 185 | findings and conclusions. |
| 122 | individuals with the appropriate scientific training and qualifications. | ||
| 123 | Research on patients or healthy volunteers requires the supervision of a | ||
| 124 | competent and appropriately qualified physician or other health care | ||
| 125 | professional. The responsibility for the protection of research subjects | ||
| 126 | must always rest with the physician or other health care professional | ||
| 127 | and never the research subjects, even though they have given consent. | ||
| 128 | |||
| 129 | 17) Medical research involving a disadvantaged or vulnerable population | ||
| 130 | or community is only justified if the research is responsive to the | ||
| 131 | health needs and priorities of this population or community and if there | ||
| 132 | is a reasonable likelihood that this population or community stands to | ||
| 133 | benefit from the results of the research. | ||
| 134 | |||
| 135 | 18) Every medical research study involving human subjects must be | ||
| 136 | preceded by careful assessment of predictable risks and burdens to the | ||
| 137 | individuals and communities involved in the research in comparison with | ||
| 138 | foreseeable benefits to them and to other individuals or communities | ||
| 139 | affected by the condition under investigation. | ||
| 140 | 186 | ||
| 141 | 19) Every clinical trial must be registered in a publicly accessible | 187 | ## PRIVACY AND CONFIDENTIALITY |
| 142 | database before recruitment of the first subject. | ||
| 143 | 188 | ||
| 144 | 20) Physicians may not participate in a research study involving human | 189 | 24) Every precaution must be taken to protect the privacy of research |
| 145 | subjects unless they are confident that the risks involved have been | 190 | subjects and the confidentiality of their personal information. |
| 146 | adequately assessed and can be satisfactorily managed. Physicians must | ||
| 147 | immediately stop a study when the risks are found to outweigh the | ||
| 148 | potential benefits or when there is conclusive proof of positive and | ||
| 149 | beneficial results. | ||
| 150 | 191 | ||
| 151 | 21) Medical research involving human subjects may only be conducted if | 192 | ## INFORMED CONSENT |
| 152 | the importance of the objective outweighs the inherent risks and burdens | ||
| 153 | to the research subjects. | ||
| 154 | 193 | ||
| 155 | 22) Participation by competent individuals as subjects in medical | 194 | 25) Participation by individuals capable of giving informed consent as |
| 156 | research must be voluntary. Although it may be appropriate to consult | 195 | subjects in medical research must be voluntary. Although it may be |
| 157 | family members or community leaders, no competent individual may be | 196 | appropriate to consult family members or community leaders, no |
| 158 | enrolled in a research study unless he or she freely agrees. | 197 | individual capable of giving informed consent may be enrolled in a |
| 198 | research study unless he or she freely agrees. | ||
| 159 | 199 | ||
| 160 | 23) Every precaution must be taken to protect the privacy of research | 200 | 26) In medical research involving human subjects capable of giving |
| 161 | subjects and the confidentiality of their personal information and to | 201 | informed consent, each potential subject must be adequately informed of |
| 162 | minimize the impact of the study on their physical, mental and social | 202 | the aims, methods, sources of funding, any possible conflicts of |
| 163 | integrity. | 203 | interest, institutional affiliations of the researcher, the anticipated |
| 204 | benefits and potential risks of the study and the discomfort it may | ||
| 205 | entail, post-study provisions and any other relevant aspects of the | ||
| 206 | study. The potential subject must be informed of the right to refuse to | ||
| 207 | participate in the study or to withdraw consent to participate at any | ||
| 208 | time without reprisal. Special attention should be given to the specific | ||
| 209 | information needs of individual potential subjects as well as to the | ||
| 210 | methods used to deliver the information. | ||
| 164 | 211 | ||
| 165 | 24) In medical research involving competent human subjects, each | 212 | After ensuring that the potential subject has understood the |
| 166 | potential subject must be adequately informed of the aims, methods, | 213 | information, the physician or another appropriately qualified individual |
| 167 | sources of funding, any possible conflicts of interest, institutional | 214 | must then seek the potential subject’s freely-given informed consent, |
| 168 | affiliations of the researcher, the anticipated benefits and potential | 215 | preferably in writing. If the consent cannot be expressed in writing, |
| 169 | risks of the study and the discomfort it may entail, and any other | 216 | the non-written consent must be formally documented and witnessed. |
| 170 | relevant aspects of the study. The potential subject must be informed of | ||
| 171 | the right to refuse to participate in the study or to withdraw consent | ||
| 172 | to participate at any time without reprisal. Special attention should be | ||
| 173 | given to the specific information needs of individual potential subjects | ||
| 174 | as well as to the methods used to deliver the information. After | ||
| 175 | ensuring that the potential subject has understood the information, the | ||
| 176 | physician or another appropriately qualified individual must then seek | ||
| 177 | the potential subject’s freely-given informed consent, preferably in | ||
| 178 | writing. If the consent cannot be expressed in writing, the non-written | ||
| 179 | consent must be formally documented and witnessed. | ||
| 180 | 217 | ||
| 181 | 25) For medical research using identifiable human material or data, | 218 | All medical research subjects should be given the option of being |
| 182 | physicians must normally seek consent for the collection, analysis, | 219 | informed about the general outcome and results of the study. |
| 183 | storage and/or reuse. There may be situations where consent would be | ||
| 184 | impossible or impractical to obtain for such research or would pose a | ||
| 185 | threat to the validity of the research. In such situations the research | ||
| 186 | may be done only after consideration and approval of a research ethics | ||
| 187 | committee. | ||
| 188 | 220 | ||
| 189 | 26) When seeking informed consent for participation in a research study | 221 | 27) When seeking informed consent for participation in a research study |
| 190 | the physician should be particularly cautious if the potential subject | 222 | the physician must be particularly cautious if the potential subject is |
| 191 | is in a dependent relationship with the physician or may consent under | 223 | in a dependent relationship with the physician or may consent under |
| 192 | duress. In such situations the informed consent should be sought by an | 224 | duress. In such situations the informed consent must be sought by an |
| 193 | appropriately qualified individual who is completely independent of this | 225 | appropriately qualified individual who is completely independent of this |
| 194 | relationship. | 226 | relationship. |
| 195 | 227 | ||
| 196 | 27) For a potential research subject who is incompetent, the physician | 228 | 28) For a potential research subject who is incapable of giving informed |
| 197 | must seek informed consent from the legally authorized representative. | 229 | consent, the physician must seek informed consent from the legally |
| 198 | These individuals must not be included in a research study that has no | 230 | authorised representative. These individuals must not be included in a |
| 199 | likelihood of benefit for them unless it is intended to promote the | 231 | research study that has no likelihood of benefit for them unless it is |
| 200 | health of the population represented by the potential subject, the | 232 | intended to promote the health of the group represented by the potential |
| 201 | research cannot instead be performed with competent persons, and the | 233 | subject, the research cannot instead be performed with persons capable |
| 202 | research entails only minimal risk and minimal burden. | 234 | of providing informed consent, and the research entails only minimal |
| 235 | risk and minimal burden. | ||
| 203 | 236 | ||
| 204 | 28) When a potential research subject who is deemed incompetent is able | 237 | 29) When a potential research subject who is deemed incapable of giving |
| 205 | to give assent to decisions about participation in research, the | 238 | informed consent is able to give assent to decisions about participation |
| 206 | physician must seek that assent in addition to the consent of the | 239 | in research, the physician must seek that assent in addition to the |
| 207 | legally authorized representative. The potential subject’s dissent | 240 | consent of the legally authorised representative. The potential |
| 208 | should be respected. | 241 | subject’s dissent should be respected. |
| 209 | 242 | ||
| 210 | 29) Research involving subjects who are physically or mentally incapable | 243 | 30) Research involving subjects who are physically or mentally incapable |
| 211 | of giving consent, for example, unconscious patients, may be done only | 244 | of giving consent, for example, unconscious patients, may be done only |
| 212 | if the physical or mental condition that prevents giving informed | 245 | if the physical or mental condition that prevents giving informed |
| 213 | consent is a necessary characteristic of the research population. In | 246 | consent is a necessary characteristic of the research group. In such |
| 214 | such circumstances the physician should seek informed consent from the | 247 | circumstances the physician must seek informed consent from the legally |
| 215 | legally authorized representative. If no such representative is | 248 | authorised representative. If no such representative is available and if |
| 216 | available and if the research cannot be delayed, the study may proceed | 249 | the research cannot be delayed, the study may proceed without informed |
| 217 | without informed consent provided that the specific reasons for | 250 | consent provided that the specific reasons for involving subjects with a |
| 218 | involving subjects with a condition that renders them unable to give | 251 | condition that renders them unable to give informed consent have been |
| 219 | informed consent have been stated in the research protocol and the study | 252 | stated in the research protocol and the study has been approved by a |
| 220 | has been approved by a research ethics committee. Consent to remain in | 253 | research ethics committee. Consent to remain in the research must be |
| 221 | the research should be obtained as soon as possible from the subject or | 254 | obtained as soon as possible from the subject or a legally authorised |
| 222 | a legally authorized representative. | 255 | representative. |
| 223 | 256 | ||
| 224 | 30) Authors, editors and publishers all have ethical obligations with | 257 | 31) The physician must fully inform the patient which aspects of their |
| 225 | regard to the publication of the results of research. Authors have a | 258 | care are related to the research. The refusal of a patient to |
| 226 | duty to make publicly available the results of their research on human | 259 | participate in a study or the patient’s decision to withdraw from the |
| 227 | subjects and are accountable for the completeness and accuracy of their | 260 | study must never adversely affect the patient-physician relationship. |
| 228 | reports. They should adhere to accepted guidelines for ethical | ||
| 229 | reporting. Negative and inconclusive as well as positive results should | ||
| 230 | be published or otherwise made publicly available. Sources of funding, | ||
| 231 | institutional affiliations and conflicts of interest should be declared | ||
| 232 | in the publication. Reports of research not in accordance with the | ||
| 233 | principles of this Declaration should not be accepted for publication. | ||
| 234 | 261 | ||
| 235 | ## ADDITIONAL PRINCIPLES FOR MEDICAL RESEARCH COMBINED WITH MEDICAL CARE | 262 | 32) For medical research using identifiable human material or data, such |
| 263 | as research on material or data contained in biobanks or similar | ||
| 264 | repositories, physicians must seek informed consent for its collection, | ||
| 265 | storage and/or reuse. There may be exceptional situations where consent | ||
| 266 | would be impossible or impracticable to obtain for such research. In | ||
| 267 | such situations the research may be done only after consideration and | ||
| 268 | approval of a research ethics committee. | ||
| 236 | 269 | ||
| 237 | 31) The physician may combine medical research with medical care only to | 270 | ## USE OF PLACEBO |
| 238 | the extent that the research is justified by its potential preventive, | ||
| 239 | diagnostic or therapeutic value and if the physician has good reason to | ||
| 240 | believe that participation in the research study will not adversely | ||
| 241 | affect the health of the patients who serve as research subjects. | ||
| 242 | 271 | ||
| 243 | 32) The benefits, risks, burdens and effectiveness of a new intervention | 272 | 33) The benefits, risks, burdens and effectiveness of a new intervention |
| 244 | must be tested against those of the best current proven intervention, | 273 | must be tested against those of the best proven intervention(s), except |
| 245 | except in the following circumstances: | 274 | in the following circumstances: |
| 246 | 275 | ||
| 247 | - The use of placebo, or no treatment, is acceptable in studies where | 276 | Where no proven intervention exists, the use of placebo, or no |
| 248 | no current proven intervention exists; or | 277 | intervention, is acceptable; or |
| 249 | - Where for compelling and scientifically sound methodological reasons | ||
| 250 | the use of placebo is necessary to determine the efficacy or safety | ||
| 251 | of an intervention and the patients who receive placebo or no | ||
| 252 | treatment will not be subject to any risk of serious or irreversible | ||
| 253 | harm. Extreme care must be taken to avoid abuse of this option. | ||
| 254 | 278 | ||
| 255 | 33) At the conclusion of the study, patients entered into the study are | 279 | Where for compelling and scientifically sound methodological reasons the |
| 256 | entitled to be informed about the outcome of the study and to share any | 280 | use of any intervention less effective than the best proven one, the use |
| 257 | benefits that result from it, for example, access to interventions | 281 | of placebo, or no intervention is necessary to determine the efficacy or |
| 258 | identified as beneficial in the study or to other appropriate care or | 282 | safety of an intervention |
| 259 | benefits. | ||
| 260 | 283 | ||
| 261 | 34) The physician must fully inform the patient which aspects of the | 284 | and the patients who receive any intervention less effective than the |
| 262 | care are related to the research. The refusal of a patient to | 285 | best proven one, placebo, or no intervention will not be subject to |
| 263 | participate in a study or the patient’s decision to withdraw from the | 286 | additional risks of serious or irreversible harm as a result of not |
| 264 | study must never interfere with the patient-physician relationship. | 287 | receiving the best proven intervention. |
| 265 | 288 | ||
| 266 | 35) In the treatment of a patient, where proven interventions do not | 289 | Extreme care must be taken to avoid abuse of this option. |
| 267 | exist or have been ineffective, the physician, after seeking expert | 290 | |
| 268 | advice, with informed consent from the patient or a legally authorized | 291 | ## POST-TRIAL PROVISIONS |
| 269 | representative, may use an unproven intervention if in the physician's | 292 | |
| 270 | judgement it offers hope of saving life, re-establishing health or | 293 | 34) In advance of a clinical trial, sponsors, researchers and host |
| 271 | alleviating suffering. Where possible, this intervention should be made | 294 | country governments should make provisions for post-trial access for all |
| 272 | the object of research, designed to evaluate its safety and efficacy. In | 295 | participants who still need an intervention identified as beneficial in |
| 273 | all cases, new information should be recorded and, where appropriate, | 296 | the trial. This information must also be disclosed to participants |
| 274 | made publicly available. | 297 | during the informed consent process. |
| 298 | |||
| 299 | ## RESEARCH REGISTRATION AND PUBLICATION AND DISSEMINATION OF RESULTS | ||
| 300 | |||
| 301 | 35) Every research study involving human subjects must be registered in | ||
| 302 | a publicly accessible database before recruitment of the first subject. | ||
| 303 | |||
| 304 | 36) Researchers, authors, sponsors, editors and publishers all have | ||
| 305 | ethical obligations with regard to the publication and dissemination of | ||
| 306 | the results of research. Researchers have a duty to make publicly | ||
| 307 | available the results of their research on human subjects and are | ||
| 308 | accountable for the completeness and accuracy of their reports. All | ||
| 309 | parties should adhere to accepted guidelines for ethical reporting. | ||
| 310 | Negative and inconclusive as well as positive results must be published | ||
| 311 | or otherwise made publicly available. Sources of funding, institutional | ||
| 312 | affiliations and conflicts of interest must be declared in the | ||
| 313 | publication. Reports of research not in accordance with the principles | ||
| 314 | of this Declaration should not be accepted for publication. | ||
| 315 | |||
| 316 | ## UNPROVEN INTERVENTIONS IN CLINICAL PRACTICE | ||
| 317 | |||
| 318 | 37) In the treatment of an individual patient, where proven | ||
| 319 | interventions do not exist or other known interventions have been | ||
| 320 | ineffective, the physician, after seeking expert advice, with informed | ||
| 321 | consent from the patient or a legally authorised representative, may use | ||
| 322 | an unproven intervention if in the physician's judgement it offers hope | ||
| 323 | of saving life, re-establishing health or alleviating suffering. This | ||
| 324 | intervention should subsequently be made the object of research, | ||
| 325 | designed to evaluate its safety and efficacy. In all cases, new | ||
| 326 | information must be recorded and, where appropriate, made publicly | ||
| 327 | available. | ||
| 328 | |||
| 329 | ## ARTICLE INFORMATION | ||
| 330 | |||
| 331 | Corresponding Author: World Medical Association, 13, ch. du Levant, CIB | ||
| 332 | - Bâtiment A, 01210 Ferney-Voltaire, France; wma@wma.net. | ||
| 333 | |||
| 334 | Published Online: October 19, 2013. doi:10.1001/jama.2013.281053. | ||
| 335 | |||
| 336 | Disclaimer: ©2013 World Medical Association, Inc. All Rights Reserved. | ||
| 337 | All intellectual property rights in the Declaration of Helsinki are | ||
| 338 | vested in the World Medical Association. The WMA has granted JAMA | ||
| 339 | exclusive rights to publish the English-language version of the | ||
| 340 | Declaration through December 31, 2013. | ||
| 341 | |||
| 342 | Online-Only Content: Audio podcast is available at www.jama.com. | ||
| 343 | Copyright ©2013 American Medical Association | ||
| 275 | 344 | ||
| 276 | ## SOURCE | 345 | ## SOURCE |
| 277 | 346 | ||
| 278 | http://www.wma.net/en/30publications/10policies/b3/17c.pdf | 347 | http://www.wma.net/en/30publications/10policies/b3/ |
| 348 | |||
| 349 | http://jama.jamanetwork.com/article.aspx?articleid=1760318 | ||